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CSI CSC1 Exam Syllabus Topics:

CSI Canadian Securities Course Exam 1 Sample Questions:

Question 1

What is one feature of a generalpartnership?

A. it can raise funds by issuing equity .
B. it is a distinct legal entity separate from its owners
C. The partners ate personally liable for al debts of the business
D. A general partner runs the business and the limited partners do not.

Question 2

What is a characteristic of the FTSE Canada Universe Bond Index?

A. It measures the total price return on bonds including realized and unrealized gains
B. It Includes Canadian investment-grade bonds with a term to maturity of one year or less.
C. It represents a full cross-section of government and corporate bonds.
D. It is an equal-weighted bond Index with each bond representing the same weight within the index.

Question 3

Why does thefederalgovernment borrow from the capital markets?

A. To support the expansion of corporations
B. To raise capital for streets, servers and waterworks
C. To fund spending In excess of revenues
D. To support The capital markets

Question 4

Where would the description da company's fixed assets normallybe found?

A. In the statement of financial position.
B. In the auditor report
C. In the annual report
D. In the notes to the financial statements

Question 5

What obligation dues an IA have when communicating informationabout a preliminary prospectus to prospectiveinvestors?

A. The IA mum record the names addresses of those who have requested and received a preliminary prospectus
B. The IA must ensure 3 proxy is mailed to the investors to vote for approval or disapproval of the offering.
C. The IA must make a tombstone advertisement.
D. The IA must provide a greensheet

Solutions: